Why You’re Always Screwed

When you hear a commercial about precious metals and the advertiser claims they will beat any price at any time, and they are advertising on […]

By |October 16th, 2014|Categories: Products|Tags: , , , , , , , |1 Comment

Financial Advisor Search a Scary Proposition

You decide you need a financial advisor to help you invest your retirement assets. You want a competent, ethical professional who has specialized financial knowledge. […]

Fixing ERISA to Provide Sufficient Information

In my previous post, Fixing ERISA to Protect Against High Plan Fees, I discussed the failure of many 401(k)/404(c) plans to comply with ERISA’s fiduciary requirement to […]

“F” Words, Financial Services and You

Did you know two major wars are being fought in the financial services industry and their outcomes impact you? One of the adversaries is Wall Street. […]

Is Your Investment Loss Claim Eligible for Arbitration?

FINRA arbitration provides an efficient and cost-effective way for investors to resolve their investment loss claims. Discovery is streamlined, and dispositive motions such as motions […]

Can Bank Loan ETFs Pose a Systemic Risk to the Market?

A recent statement by BlackRock Inc (BlackRock) Chief Executive Larry Fink concerning leveraged exchange traded funds (“Leveraged ETFs”) has provoked a reaction within the industry.  […]