private placements

/Tag:private placements

Update to Accredited Investor Definition Coming

The Securities and Exchange Commission recently met to discuss and hash out whether it should revise the standards that define an “accredited investor”.  Broker dealers […]

Investor Credit Where Credit is Due

The SEC is currently examining potential changes to its definition of “accredited investor.” Section 413(b)(2)(A) of the Dodd-Frank Act of 2010 states that the SEC […]

Investor Risks with Private Placements

Companies raise billions of dollars each year by selling private placements.  Private placements are non-public offerings that are exempt from registration under the federal securities […]