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5 Biggest Mistakes People Make When They Select Financial Advisors

Several years of Paladin (www.PaladinRegistry.com) surveys show 18% of the people who rely on financial advisors believe they know how to determine the quality of […]

By |August 24th, 2015|Categories: Advisors|Tags: , , , , , |1 Comment

What Your Financial Advisor Should Be Doing For You

The age of consumerism has passed over the financial services industry.  This means average investors who buy mutual funds, insurance policies, annuities and other types […]

The Great American Financial Plan Scam

Articles and advertisements often tout the merits of financial plans. From the viewpoints of a financial advisor, they are an easy $500 or more. From […]

Does Your Financial Advisor Owe You Money? – Breaches of Care

In my previous post, I discussed the applicable standard of care that financial advisors owe their clients. In this post, we will discuss some of […]

Does Your Financial Advisor Owe You Money? – Standards of Care

Determining whether your financial advisor owes you money is a two step process. The first step is to determine what standard of care your advisor […]

Update to Accredited Investor Definition Coming

The Securities and Exchange Commission recently met to discuss and hash out whether it should revise the standards that define an “accredited investor”.  Broker dealers […]