Investment Advisors

/Tag:Investment Advisors

Are Broker-Dealers and Investment Advisors Prepared for Cyber-Attacks?

Last month, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published its findings on susceptibility to cyber-attacks, having investigated 57 registered broker-dealers and 49 […]

By |April 14th, 2015|Categories: Advisors|Tags: , , |0 Comments

Why Investors Aren’t Getting What They Pay For (Infographic)

In his popular book, What Investors Really Want, Professor Meir Statman explains that investors want to play the investment game, and they want to win. […]

By |December 16th, 2014|Categories: Advisors|Tags: , , , , |7 Comments

When Objective Investment Advice Isn’t

Your account is a brokerage account and not an advisory account. Our interests may not always be the same as yours. Please ask us questions […]

Investor Alert: Barron’s “Top 1,200 Financial Advisors”

Barron’s magazine has once again published one of its “top” financial advisors list. In it’s most recent list (April 28, 2014) , Barron’s proclaims that the […]

One Online Financial Advisor Directory Stands Out Above the Rest

Paladin began providing services to investors in 2003 when its book, “Who’s Watching Your Money?” was published for the first time. This book set the standard for vetting financial advisors to determine if they are using deceptive sales tactics to gain control of investor assets. Any financial advisor who uses deceptive sales practices cannot be trusted to provide competent, ethical financial advice. In fact, investors should avoid these advisors because they represent hidden risks that could be catastrophic. […]

Wall Street Fights Higher Ethics Standards for Stockbrokers

Prior to 1975 stockbrokers were called Customers’ Men. Their role was to help clients achieve their financial goals. They did this by performing duties that […]