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Look Before You Leap into Schwab’s New Robo Investment Service

Schwab advertises its new automated investment service as: “No advisory fees, no account service fees, no commissions, period.”

Schwab’s disclosure, which appears on the home page […]

Why Index Fund Investing is the Last Thing You Should Do

I have a beautiful red brindled Whippet. He’s always scouting around for something to eat or filch surreptitiously. When I am cooking or cleaning up […]

Did Your Financial Advisor Use Fake Credentials? (Infographic)

You have heard of diploma mills. They sell BAs, MBAs, and PhDs to individuals who want to look more educated than they really are.

Did you […]

Update to Accredited Investor Definition Coming

The Securities and Exchange Commission recently met to discuss and hash out whether it should revise the standards that define an “accredited investor”.  Broker dealers […]

Financial Advisor Search a Scary Proposition

You decide you need a financial advisor to help you invest your retirement assets. You want a competent, ethical professional who has specialized financial knowledge. […]

A Penny for Your Penny Stocks

The Financial Industry Regulatory Authority (FINRA) recently fined a Minneapolis broker-dealer $1 million for not properly supervising its large penny stock business. The action charges that […]

By |September 25th, 2014|Categories: Scams|Tags: , , , , , , , , |0 Comments