financial advisors

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Does Your Financial Advisor Owe You Money? – Breaches of Care

In my previous post, I discussed the applicable standard of care that financial advisors owe their clients. In this post, we will discuss some of […]

Did Your Financial Advisor Use Fake Credentials? (Infographic)

You have heard of diploma mills. They sell BAs, MBAs, and PhDs to individuals who want to look more educated than they really are.

Did you […]

Does Your Financial Advisor Owe You Money? – Standards of Care

Determining whether your financial advisor owes you money is a two step process. The first step is to determine what standard of care your advisor […]

How to Use the Internet to Research Financial Advisors

If you are like most investors, you are beginning to realize the amount of power you have at your fingertips when you use the Internet […]

By |December 3rd, 2014|Categories: Advisors|Tags: , , , |0 Comments

Is Your Financial Advisor a Fiduciary?

Fiduciary status is a controversial issue in the financial services industry. The issue is the ethical standards that apply to your relationship with your financial […]

A Fiduciary Standard is not the Solution (Infographic) – updated Nov 2014

There has been an inordinate amount of discussion about applying the fiduciary standard for financial advisors to registered representatives who sell investment products for commission. […]