financial advisor

/Tag:financial advisor

Did Your Financial Advisor Use Fake Credentials? (Infographic)

You have heard of diploma mills. They sell BAs, MBAs, and PhDs to individuals who want to look more educated than they really are.

Did you […]

Does Your Financial Advisor Owe You Money? – Standards of Care

Determining whether your financial advisor owes you money is a two step process. The first step is to determine what standard of care your advisor […]

I Spy on My Financial Advisor

Very few investors conduct meaningful research when they select a financial advisor. They let the advisor turn selection into a sales process that is controlled […]

By |November 21st, 2014|Categories: Advisors|Tags: , , , , |0 Comments

Is Your Financial Advisor a Fiduciary?

Fiduciary status is a controversial issue in the financial services industry. The issue is the ethical standards that apply to your relationship with your financial […]

Financial Advisor Compensation Can Wreck Your Retirement

Very few investors are aware of the critical importance of their financial advisor’s method of compensation. They select the financial advisor they like the best […]

What to Ask When a Stock Broker Changes Firms

When a stock broker or financial advisor moves from one firm to another, their clients will usually follow them.  However, the clients will often have […]