Weighing In – 401(k) Fees, Wall Street and the Supreme Court
Americans who are saving for retirement in company-sponsored 401(k) plans have paid billions of dollars of excess expenses to Wall Street investment firms.
There are layers […]
Weighing In – How Do You Put Wall Street Banks in Jail?
Wall Street banks don’t go to jail. People go to jail. Since you can’t put a bank in jail the regulatory agencies let them pay […]
How the Religion of Wall Street is Your Money!
We have been programmed to believe we need Wall Street’s expertise and services. Major advertising campaigns, slick PR, and 700,000 salesmen have brainwashed us into […]
5 Things You Do Not Know About Financial Advisors
Investors should hold their financial advisors in high esteem, the same way people hold their doctors in high esteem. One is responsible for financial well-being, […]
Are Broker-Dealers and Investment Advisors Prepared for Cyber-Attacks?
Last month, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published its findings on susceptibility to cyber-attacks, having investigated 57 registered broker-dealers and 49 […]
5 Sales Tactics Used by Financial Advisors to Hide Their Shortcomings
Financial advisors have to control or influence the investment of your assets to make money. And, the unfortunate truth is, very few advisors can afford […]
