Who's Watching Your Money?

Who's Watching Your Money?/

Weighing In – 401(k) Fees, Wall Street and the Supreme Court

By |May 26th, 2015|

Americans who are saving for retirement in company-sponsored 401(k) plans have paid billions of dollars of excess expenses to Wall Street investment firms.

There are layers […]

Weighing In – How Do You Put Wall Street Banks in Jail?

By |May 22nd, 2015|

Wall Street banks don’t go to jail. People go to jail. Since you can’t put a bank in jail the regulatory agencies let them pay […]

How the Religion of Wall Street is Your Money!

By |April 27th, 2015|

We have been programmed to believe we need Wall Street’s expertise and services. Major advertising campaigns, slick PR, and 700,000 salesmen have brainwashed us into […]

5 Things You Do Not Know About Financial Advisors

By |April 21st, 2015|

Investors should hold their financial advisors in high esteem, the same way people hold their doctors in high esteem. One is responsible for financial well-being, […]

Are Broker-Dealers and Investment Advisors Prepared for Cyber-Attacks?

By |April 14th, 2015|

Last month, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published its findings on susceptibility to cyber-attacks, having investigated 57 registered broker-dealers and 49 […]

5 Sales Tactics Used by Financial Advisors to Hide Their Shortcomings

By |March 31st, 2015|

Financial advisors have to control or influence the investment of your assets to make money. And, the unfortunate truth is, very few advisors can afford […]