Several years of Paladin (www.PaladinRegistry.com) surveys show 18% of the people who rely on financial advisors believe they know how to determine the quality of […]
Did you happen to see the Great Presidential Debate last Thursday that debuted 10 Republican candidates for President of the United States?
I thought Fox News […]
Most investors believe their financial advisors are competent and ethical. Otherwise, they would terminate the relationships. The same investors also believe they are protected by […]
The age of consumerism has passed over the financial services industry. This means average investors who buy mutual funds, insurance policies, annuities and other types […]
Investors should hold their financial advisors in high esteem, the same way people hold their doctors in high esteem. One is responsible for financial well-being, […]
Last month, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) published its findings on susceptibility to cyber-attacks, having investigated 57 registered broker-dealers and 49 […]